search > Baltimore jobs > Baltimore accounting/financial

Posted: Tuesday, March 28, 2017 2:36 AM

STIS Financial Advisor Manager : Baltimore:W436139
Responsible for the management of Financial Advisors. Will also have management responsibility for supervisory and operations/ sales support staff. Oversees the sale of personal investment services and products within the company such as mutual fund, fixed income, wrap, insurance and annuity products. Responsible for insuring compliance to all applicable regulations. Responsible for ensuring that all business transactions and practices within the assigned geographic territory comply with all regulatory requirements and the SunTrust Code of Conduct Typically in a Region with gross investment revenue of 10 to 19 million and with greater than 20 to 45 Financial Advisors.
Satisfies regulatory requirements for holding the position, including determined by SunTrust to meet the qualification standards imposed by the Loan Originator Compensation rule of the Truth in Lending Act.
Minimum Requirements: Retail brokerage sales experience. Demonstrated ability to lead a sales team. Series 24,7,4,53,66 registrations required, insurance license(s) required.
Primary Location: MD:Baltimore Area
Work Locations: Baltimore Main Office
120 East Baltimore Street
Baltimore 21202
Equal Opportunity Employer
SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer and does not discriminate against individuals on the basis of race, gender, color, religion, national origin, age, disability, veteran status or other classification protected by law.
EEO Poster


• Location: Baltimore

• Post ID: 20047088 baltimore is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2017